INTERNATIONAL STANDARDS AND RECOMMENDATIONS FOR IMPLEMENTING AN ANTI-CORRUPTION “COMPLIANCE-CONTROL” SYSTEM IN THE PRIVATE SECTOR

Аннотация

A number of standards and recommendations have been adopted to regulate the “compliance-control” system in the field of combating corruption in the private sector from an international legal perspective. These standards focus primarily on the timely identification of corruption risks in the private sector, and then on the activities of state agencies and organizations, their prevention, ensuring openness and transparency, and timely elimination of corruption-related offenses by improving internal departmental control mechanisms. Key words: Compliance control, private sectors, international recommendations and standards, compliance management systems, internal auditing standards, anti-bribery management system, tone at the top, zero tolerance to corruption, transparency. Аннотация: Принят ряд стандартов и рекомендаций, регламентирующих систему «комплаенс-контроль» в сфере противодействия коррупции в частном секторе с международно-правовой точки зрения. Данные стандарты ориентированы, прежде всего, на своевременное выявление коррупционных рисков в частном секторе, а затем на деятельность государственных органов и организаций, их предупреждение, обеспечение открытости и прозрачности, своевременное устранение коррупционных правонарушений путем совершенствования механизмов внутриведомственного контроля. Ключевые слова: Контроль за соблюдением требований, частный сектор, международные рекомендации и стандарты, системы управления соответствием требованиям, стандарты внутреннего аудита, система управления противодействием взяточничеству, тон сверху, нулевая терпимость к коррупции, прозрачность. Annotatsiya: Xususiy sektor faoliyatida korrupsiyaga qarshi kurashish sohasida “komplayens-nazorat” tizimini xalqaro-huquqiy jihatdan tartibga solishga qaratilgan qator standart va tavsiyalar qabul qilingan. Mazkur standartlarda asosiy e’tibor birinchi navbatda xususiy sektor faoliyatida, undan keyin esa davlat idoralari va tashkilotlari faoliyatida korrupsiyaviy xavf- 70 SCIENCE AND INNOVATION IN THE EDUCATION SYSTEM International scientific-online conference xatarlarni o‘z vaqtida aniqlash, ularni oldini olish, ochiqlik va shaffoflikni ta’minlash hamda ichki idoraviy nazorat mexanizmlarini takomillashtirish orqali korrupsiyaga oid huquqbuzarliklarni o‘z vaqtida bartaraf etish masalalarini o‘z ichiga oladi. Kalit so‘zlar: komplayen nazorat tuzilmasi, xususiy sektorlar, xalqaro tavsiyalar va standartlar, komplayensni boshqarish tizimlari, ichki audit standartlari, poraxo‘rlikka qarshi boshqaruv tizimi, korrupsiyaga nisbatan “0” darajadagi murosasizlik munosabati, oshkoralik. Introduction. In recent years, the issues of combating and preventing corruption in our country have risen to the level of state policy, and a number of measures are being defined in state strategies and programs. In particular, the 89th goal of the Decree of the President of the Republic of Uzbekistan No. PF- 158 dated September 11, 2023 on the “Uzbekistan – 2030” strategy is to increase the effectiveness of the system for eliminating corruption factors, to continue intensively the work on forming an intolerant attitude towards corruption in society, and to achieve an increase of at least 50 points in the Corruption Perceptions Index published by the international organization "Transparency International" as one of the performance indicators of the goals to be achieved by 2030.1 Method. The following standards and recommendations aimed at international legal regulation of the institution of “compliance control” can be cited:  United Nations Convention against Corruption;  ISO 37001:2016 International Standard “Anti-bribery Management Systems” (ISO 37001 Anti-bribery management systems)  ISO 37301:2021 “Compliance management systems – Requirements with guidance for use”.  Standards and recommendations adopted by the Organization for Economic Co-operation and Development (Organization for Economic Co- operation and Development);  Convention on Combating Bribery of Foreign Public Officials in International Business Transactions (OBCT);  “Good Practice Guidance on Internal Controls, Ethics and Compliance” (Good Practice Guidance on Internal Controls, Ethics and Compliance); 1 Decree of the President of the Republic of Uzbekistan dated 11.09.2023 No. PF-158 "On the Strategy of Uzbekistan- 2030" 71 SCIENCE AND INNOVATION IN THE EDUCATION SYSTEM International scientific-online conference  “Global Principles for Combating Corruption. Guidance.”  “Global Principles for Combating Corruption” developed by the “Partnering Against Corruption Initiative”;  “Compliance and the compliance function in banks” adopted by the Basel Committee on Banking Supervision. Research. The United Nations Convention against Corruption (UNCAC) is the first binding global instrument to combat corruption. Every 5 years, States Parties to the UNCAC are required to review the implementation of the main chapters of the Convention. The purpose of the Convention is to promote, facili