THE ROLE AND IMPORTANCE OF THE COMPLIANCE CONTROL SYSTEM IN PREVENTING CORRUPTION RISKS IN THE STATE AND PRIVATE SECTOR.

Аннотация

This article provides a list ofheads of Stateand Government involved in corruption. In Uzbekistan, in accordance with the requirements of the law on corruption, a list of oversight compliance is established; international standards and standards for the supervision of compliance with corruption legislation; international standards for the supervision of compliance with corruption legislation; international standards for the supervision of compliance with corruption legislation; international standards for the supervision of compliance with corruption legislation. Keywords:compliance control system, private sector, corruption risks, The reforms being carried out in the fight against corruption in the public and private sectors are not only aimed at improving national legislation based on foreign experience, but also at implementing into national legislation certain international standards that have been used as an effectivesystem in thisarea. One of them is the compliance control system, which is a set of effective and efficient tools that havebeen widely used inthis area. The initial elements of the compliance control system are attributed to the establishment of the Accident Prevention &Insurance Association in Germany in 1884. However, most foreign literature, in particular, in the scientific book on the history of compliance by American scientist Martin Kling, states that this system first emerged in 1906 with the establishment of the FDA (Food and Drug Administration), a federal service that oversees the activities of companies producing food and pharmaceuticals in the United States, andtheneed to establish companies and organizationswhose activities are aimed at publicsafety. The concepts of “compliance” or “compliance control” emerged in the Anglo-Saxon legal system at the beginning of the last century and these concepts mean “organizing one’s activities in accordance with specially established procedures and rules”. “Compliance” means consent, conformity and acting in accordance with arule orinstruction. Anti-corruption compliance control is a preventive system that organizes the activities of state bodies and business entities, banks in accordance with international standards, laws and other https://ijmri.de/index.php/jmsi volume 4,issue5,2025 11 regulatory legal acts in the field of combating corruption, including timely identification and prevention of corruption risks, conflicts of interest, reporting on violations of the law and corruption-related offenses. The purpose of introducing compliance control is to prevent corruption risks in the public and private sectors and to systematically identify areas and areas where such risks exist, to monitor factors that create conflicts of interest on a legal and financial basis, to create a comprehensive mechanism for systematically protecting activities from various financial, economic sanctions andotherinfluences, and to maintaina positiveimage oftheactivity. “Complianceofficer”is an employee of thecompliance service responsiblefor compliance with laws, regulatory documents, internal regulations, and is responsible for monitoring and regulating theactions ofemployees inaccordance withestablished rules. This concept, which is of particular importance in the fight against corruption, was initially established in paragraph 21 of the “State Program for Combating Corruption in 2019-2020”, adopted on the basis of the Decree of the President of the Republic of Uzbekistan No. PF-5729 dated 27.05.2019 “On measures to further improve the anti-corruption system in the Republic of Uzbekistan”, in order to strengthen anti-corruption measures in organizations with a state share in the authorized capital, in paragraph 21, the task of introducing an anti-corruption compliance control system and systematically monitoring its effectiveness was established. The compliance control system was first reflected in thisdocument under this name. 1 Based on the decree, starting from 2019, within the framework of the implementation of the UNDP project “Fighting Corruption through Effective, Accountable and Transparent Governance Institutions in Uzbekistan”, in cooperation with the responsible agencies, including the Prosecutor General's Office, the Ministry of Justice and based on the specifics of their activities, the task of introducing a compliance control system to identify and prevent corruption risks as a pilot project in joint-stock companies and state organizations with a state share of 100% or more than 50% in the authorized capital, as well as large companies operating in foreign markets orhaving foreign partners, was set. International tender processes were held to implement the project in state organizations. The process was attended by “White and Case” (USA), “KPMG” (Italy) and other international auditing companies with extensive experience in this field. In cooperation with experts from KPMG, which was declared the winner according to the tender results, work is und